Director of Advisory Operations
As part of our team, Eric started in the securities industry in 2003 and has worked in the operations, client call centers and compliance areas at several local banks. Eric has his Series 7 registration and also holds the Series 24 (Registered Principal), Series 53 (Municipal Securities Principal) and Series 4 (Registered Options Principal) with LPL Financial. Eric is a graduate of the FINRA Institute at Wharton Certified Regulatory and Compliance Professional (CRCP) program. At Stratos, Eric has spent time helping transition new advisors to the firm, reviewing annuity orders, reviewing daily trades and conducting on-site training to new and existing offices. During his free time, Eric enjoys traveling, golfing and anything sports related.